MiCA / CASP AML Compliance · Crypto Asset Service Providers

AML compliance for CASPs
under MiCA: outsourced
teams and programme support.

MiCA is in force. EU CASPs need a fully documented AML programme before any NCA grants authorisation. We build that programme against MiCA Title VI and EBA CASP guidelines, and provide the KYC/ODD team and compliance support to operate it.

MiCA AML programme build for NCA pre-registration
Crypto-specific KYC/ODD teams
Travel Rule implementation
Ongoing support post-registration
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MiCA live
Full EU CASP licensing regime in force across all EU member states
AML first
Programme documentation is the NCA's primary review criterion at authorisation
€1k+
Travel Rule threshold: originator and beneficiary data required
5+
EU NCAs accepting MiCA CASP registrations we have worked with
MiCA AML Requirements

What MiCA Title VI requires
from every licensed CASP.

MiCA brings crypto asset service providers within the full EU AML framework. The AML obligations are not new concepts, but their application to crypto activities, on-chain assets and decentralised counterparties introduces requirements that standard AML programmes do not cover.

Requirement 01
Designated AML Compliance Officer

CASPs must appoint a designated AMLCO with specific responsibility for the AML/CFT programme. The AMLCO must have the authority, resources and access to carry out their function independently.

MiCA Article 68 · EBA CASP Guidelines
Requirement 02
Customer Due Diligence for Crypto Customers

Full CDD for all customers, with EDD for high-risk individuals, PEPs and customers using privacy-enhancing technologies. Unhosted wallet attribution is a specific challenge for many CASPs.

AMLD6 Articles 13-15 · MiCA Title VI
Requirement 03
Travel Rule Compliance

CASPs must collect, verify and transmit originator and beneficiary information for crypto transfers above €1,000. This requires Travel Rule protocol implementation and counterparty VASP screening.

EU Transfer of Funds Regulation 2023 · FATF R.16
Requirement 04
On-Chain Transaction Monitoring

Monitoring of blockchain transactions for suspicious patterns: mixing, tumbling, high-risk jurisdiction exposure, darknet market associations and other typologies specific to crypto assets.

AMLD6 Article 20 · EBA CASP Guidelines
Requirement 05
Business-Wide Risk Assessment

A documented risk assessment covering crypto-specific risk factors: asset types (privacy coins, tokens), customer types (DeFi users, institutional, retail), geographic exposure and service channels.

AMLD6 Article 8 · MiCA Title VI
Requirement 06
SAR Filing and FIU Liaison

Suspicious transaction reporting to the relevant FIU, with documented escalation procedures and case decision trails. Many crypto STRs require blockchain analytics evidence to substantiate the suspicion.

AMLD6 Article 33 · MiCA Title VI
What We Provide

MiCA AML programme build
and the compliance team
to operate it.

A MiCA CASP application requires a documented, defensible AML programme before the NCA will grant authorisation. We build that programme from scratch against MiCA Title VI and EBA CASP guidelines, and provide the compliance team to operate it once registration is granted.

📋

MiCA AML Programme Build

Full AML programme design against MiCA Title VI and EBA CASP guidelines. This is the core deliverable for any CASP application: the documented framework the NCA reviews before granting authorisation. Built from your specific CASP structure, asset types and customer base, not a generic template.

  • Business-wide risk assessment for crypto-specific risk factors
  • Full AML policy suite: CDD, EDD, PEP, sanctions, TM, SAR, Travel Rule
  • Customer risk scoring framework calibrated to your customer base
  • Transaction monitoring rule design for on-chain typologies
  • Governance framework and AMLCO reporting structure
🔍

KYC/ODD Team for Crypto Onboarding

Crypto-specialised KYC and ODD analysts covering wallet screening using blockchain analytics tools, Travel Rule counterparty identification, EDD for high-risk crypto customers and ongoing monitoring of on-chain activity.

  • Retail and institutional crypto customer CDD
  • Unhosted wallet attribution and risk assessment
  • Blockchain analytics integration (Chainalysis, Elliptic or equivalent)
  • Travel Rule: counterparty identification and data exchange
  • EDD for PEPs, privacy coin users and DeFi participants
🧑‍⚖️

AMLCO Support and Deputy Compliance Officer

MiCA requires a designated AMLCO. Where your firm is appointing an in-house AMLCO, we support that appointment with programme documentation, onboarding and ongoing advisory. Where additional compliance capacity is needed, we can provide a deputy compliance officer or senior AML analyst to operate alongside your AMLCO.

  • AMLCO appointment documentation and NCA notification support
  • Onboarding the AMLCO onto the programme we have built
  • Deputy compliance officer for resilience and NCA requirements
  • Senior AML analyst support for ongoing KYC/ODD volume
  • Periodic programme review as your CASP scales post-registration
🗺️

Pre-Registration NCA Preparation

Preparation of the AML component of your MiCA CASP registration application. This includes the full programme documentation the NCA requires, a gap assessment against the NCA's known review criteria, and briefing of your AMLCO on the examination process.

  • AML documentation for MFSA, CySEC, CBI, BaFin or Bank of Lithuania submission
  • Gap assessment against the NCA's pre-registration checklist
  • AMLCO appointment documentation and notification support
  • Travel Rule implementation evidence for the NCA file
  • Ongoing support through the authorisation process
NCA Jurisdictions

We know what each NCA
expects from a MiCA CASP
application in practice.

The MiCA text is uniform across the EU. The NCAs are not. MFSA Malta has different review timelines and documentation preferences from CySEC Cyprus or the Central Bank of Ireland. Our experience across these NCAs means we build AML programmes that match what each regulator actually looks for.

Active · MFSA Malta
Malta Financial Services Authority

MFSA was an early adopter of crypto regulation under MiCA and has an established review process for CASP applications. Their AML review is thorough and focuses on programme documentation quality, AMLCO credentials and Travel Rule implementation evidence.

Active · CySEC Cyprus
Cyprus Securities and Exchange Commission

CySEC has moved to a risk-based approach under MiCA, with detailed expectations on customer risk scoring methodology and on-chain monitoring tool integration. AML programme quality is assessed against EBA CASP guidelines specifically.

Active · Central Bank of Ireland
Central Bank of Ireland

CBI's MiCA CASP regime builds on their existing VASP registration framework. They place particular emphasis on the robustness of the AML programme documentation, the CDD framework for crypto customers, and the quality of SAR decision documentation.

Active · BaFin Germany
Bundesanstalt für Finanzdienstleistungsaufsicht

BaFin applies a rigorous AML review standard under MiCA, consistent with their approach to licensed crypto custodians under the Kreditwesengesetz. German-language documentation may be required for some submission components.

Active · Bank of Lithuania
Bank of Lithuania

The Bank of Lithuania has an established MiCA application process. The AML programme must be fully documented before submission. The Bank of Lithuania expects specific evidence of Travel Rule protocol selection and counterparty VASP screening procedures.

Active · Finantsinspektsioon (EE)
Finantsinspektsioon Estonia

Estonia tightened its crypto AML requirements ahead of MiCA and the NCA is familiar with blockchain analytics evidence in AML case files. Their examination approach includes detailed review of TM alert disposition quality and unhosted wallet procedures.

How It Works

From scoping to
live CASP AML function.

01
Scoping call

We understand your CASP structure, target NCA, current AML state and timeline. Written proposal with scope and fixed or monthly fee within two business days.

02
Programme build or gap assessment

Where the programme does not yet exist, we build it against MiCA and EBA CASP requirements. Where one exists, we gap-assess against NCA pre-registration criteria.

03
Team mobilisation and AMLCO support

We mobilise the KYC/ODD team, support the AMLCO appointment and documentation, and structure the outsourcing arrangement. Travel Rule protocol selection and implementation supported in parallel.

04
NCA submission support and ongoing operation

We prepare the AML documentation for the NCA application, support through the authorisation process, and continue providing KYC/ODD team capacity and programme advisory as your CASP scales post-registration.

FAQ

Questions about
MiCA AML
compliance

Can't find your answer? Contact us directly. We respond within one business day.

Does MiCA require a dedicated AMLCO?+

Yes. MiCA requires CASPs to designate an AML Compliance Officer with specific responsibility for the AML/CFT programme. The AMLCO must have adequate authority, resources and access to fulfil the role independently.

The AMLCO can be outsourced under EBA/GL/2021/05, provided the arrangement satisfies the standard outsourcing governance requirements: written outsourcing agreement, independent reporting line, EU data residency and documented oversight. Our compliance officer support engagements are structured to meet these conditions.

What does Travel Rule compliance require in practice?+

The Travel Rule (implemented by the EU Transfer of Funds Regulation 2023) requires CASPs to collect, verify and transmit originator and beneficiary information for crypto transfers above €1,000. For transfers to unhosted wallets, you must collect and verify the beneficial owner of the wallet above that threshold.

In practice this requires: selection and implementation of a Travel Rule protocol (such as TRISA, VerifyVASP or TRUST), counterparty VASP screening against a VASP registry, procedures for unhosted wallet attribution, and a policy for transfers where the counterparty VASP cannot be identified or is non-compliant.

Which NCAs are currently accepting MiCA CASP applications?+
MFSA (Malta), CySEC (Cyprus), Central Bank of Ireland, BaFin (Germany), Bank of Lithuania and Finantsinspektsioon (Estonia) are all actively receiving MiCA CASP applications. Each NCA has different timelines, documentation requirements and examination depth. We have experience specifically with MFSA, CySEC and CBI CASP programmes and advise on NCA selection as part of the scoping process where jurisdiction has not yet been decided.
How do you handle unhosted wallet attribution?+
Unhosted wallet attribution is one of the most operationally complex MiCA AML requirements. Our approach includes: blockchain analytics tool integration (Chainalysis, Elliptic or equivalent) for wallet risk scoring, a documented risk-based threshold for self-attestation versus enhanced attribution, procedures for privacy-enhanced addresses, and a policy for refusing transfers where attribution cannot be adequately established. We build this into the CDD procedures and transaction monitoring rules for your CASP programme.
Can you provide ongoing AML support after CASP registration?+
Yes. Post-registration, we can continue providing the KYC/ODD analyst team for ongoing crypto customer onboarding, support Travel Rule compliance as counterparty networks evolve, conduct periodic AML programme reviews, and provide deputy compliance officer or senior advisory capacity as your CASP scales. Many clients begin with the pre-registration programme build and continue with ongoing team and advisory support.
Do you support DeFi or non-custodial CASPs?+
We advise on the AML implications of DeFi exposure and non-custodial service models. Whether a non-custodial service is in scope as a CASP under MiCA depends on the specific service structure, and this requires legal analysis alongside compliance input. We work with legal counsel on jurisdictional scope questions and provide the AML programme design once the regulatory perimeter is established.
What blockchain analytics tools do you use?+
We work with Chainalysis, Elliptic and TRM Labs integrations, and can adapt to the tool your CASP has selected or is considering. Where you have not yet selected a tool, we advise on selection based on your asset coverage requirements, counterparty network size and budget. The AML programme documentation we build is tool-agnostic and describes the risk-based methodology rather than specific tool outputs.
Get in Touch

Tell us your CASP situation.
We will respond within
one business day.

A senior advisor with crypto compliance experience will assess your situation and come back with a clear proposal: what is needed, what it will cost, and how quickly it can be in place. No obligation.

MiCA AML programme build for NCA pre-registration
Crypto-specialised KYC/ODD team
Travel Rule protocol support
AML programme build for CASP registration
Ongoing support post-registration

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